Regulatory & compliance archive

The SEC on August 6 approved Nasdaq’s proposed board diversity rules. The rules require Nasdaq-listed companies to disclose...

London-based Pearson has agreed to pay $1mn to settle SEC charges that it misled investors about a 2018 cyber-attack involving the...

– Reuters said that, according to a report from Thomson Reuters Peer Monitor Index, law firms that have survived the pandemic are...

Half of US public companies say third-party ESG standards are difficult understand, address immaterial information and lack...

The SEC on Friday approved Nasdaq’s plan to promote diversity on boards. The move opens the door for Nasdaq to require companies...

– The Wall Street Journal reported that President Biden’s approaching decision about who should be the next Federal Reserve chair...

SEC chair Gary Gensler has given governance and compliance professionals a heads up on when they can expect to see the agency’s...

At the mid-year point, the number of securities class action lawsuits filed in federal and state courts is at its lowest level...

– Pharmaceutical executives, lobbyists and consultants are working to prevent a global corporate tax rate of 15 percent that was...

– CNBC reported that the chief compliance officer at Credit Suisse’s domestic unit was stepping down. Floriana Scarlato, who took...