Implementing new Regulation SK requirements
The SEC has adopted amendments to the business description, legal proceedings and risk factor disclosures required by reporting...
Regulatory & compliance archive
Cheesecake Factory settles SEC's first Covid-related enforcement
The Cheesecake Factory has settled what the SEC says is its first charging of a public company for allegedly making misleading...
The week in GRC: Execs get used to remote due diligence, and GM changes tack on emissions suit
– The Wall Street Journal reported that index compilers FTSE Russell and MSCI are reconsidering their approach to securities from...
The week in GRC: SEC adopts disclosure changes, and US praised for FCPA enforcement record
– CNBC reported that SEC chair Jay Clayton announced he will step down at the end of the year. ‘Working alongside the incredibly...
The week in GRC: COSO urges co-ordinating compliance and risk, and New Yorkers reluctant to return to offices
– The Wall Street Journal reported that Apple suspended new business with key supplier Pegatron Corp, saying that the Taiwanese...
The week in GRC: San Francisco voters back pay inequity measure, and SEC releases enforcement report
– The Wall Street Journal noted that major US companies are asking the law firms they hire to explain how many diverse lawyers...
Governance Matters: Entities are everything – get them handled
High-profile fraud can have a massive impact on public companies, so the pressure is on for transparency across multiple...
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SEC’s Peirce raises concerns over CCO liability
SEC member Hester Peirce has raised concerns about the potential regulatory liabilities facing chief compliance officers (CCOs)...
The week in GRC: SEC changes auditor independence rules, and Yale investment chief seeks money manager diversity
– Reuters reported that, according to lawyers, lobbyists and policy experts, a decade-long Republican campaign to weaken the...
States adopt different approaches to workers’ compensation-coverage issues amid Covid-19
Workers’ compensation insurance was created at the beginning of the 20th century as a ‘grand bargain’ to provide guaranteed, no...
