The week in GRC: SEC’s Clayton urges Covid-19 disclosures, and Starboard nominates six to Commvault board
– The Wall Street Journal reported that SeaWorld Entertainment CEO Sergio Rivera resigned from the company having been in the job...
Regulatory & compliance archive
SEC’s Lee urges comment-period extensions amid Covid-19
The SEC should extend comment periods on pending initiatives and be wary of taking actions that are not related to the Covid-19...
Groups urge halt to rulemaking outside pandemic response
A collection of almost 50 organizations has called on US financial regulators including the SEC to stop work on new regulations...
How banks should prepare for first-quarter earnings amid Covid-19
Given the rapid acceleration of the Covid-19 pandemic, the first-quarter 2020 reporting season will be the most challenging period...
SEC enforcers warn directors about insider trading amid Covid-19
The SEC’s top enforcers have warned directors and executives against taking advantage of developments arising from the Covid-19...
Canadian regulator provides regulatory filing extension due to Covid-19
The Canadian Securities Administrators (CSA) – the umbrella organization for regulatory bodies from 10 provinces and three...
California proposals offer CCPA clarification
The California Consumer Privacy Act (CCPA) went into effect on January 1, 2020, yet it did so with only initial draft regulations...
Cardinal Health resolves China-linked FCPA action
Dublin, Ohio-based Cardinal Health has agreed to pay more than $8 million to resolve allegations that it violated FCPA books and...
The week in GRC: Nissan CEO faces angry shareholders, and SEC presses firms on Chinese audits amid coronavirus
– The Guardian reported that companies paid out a record $1.43 trillion in dividends to shareholders around the world in 2019. The...
Diageo fined $5 million over alleged disclosure lapses
Alcohol company Diageo has agreed to pay a $5 million penalty to settle allegations that it failed to make necessary disclosures...
