Handling California’s ambitious data-privacy law
It may seem like the days are long, but the weeks fly by when it comes to preparing for a major new regulatory compliance regime...
Regulatory & compliance archive
The week in GRC: Brexit may complicate global sanctions compliance, and SEC proposes MD&A changes
– CNBC reported that Swedish oil company Lundin Petroleum vowed to become carbon-neutral by 2030 and replace ‘Petroleum’ with...
SEC investor panel queries proxy reforms
The SEC should reconsider what it is trying to achieve in revamping the regulatory framework governing proxy advisers and...
Marsh & McLennan’s Kuratek has stellar governance year
It’s been a banner year for Marsh & McLennan Companies’ (MMC) Connor Kuratek, in which he traveled from one side of the world to...
How Comscore takes a data-based approach to compliance
Comscore is a great example of using technology to move a compliance and ethics program forward. Centralizing and automating its...
Inside RBC’s work to improve corporate governance
Canada’s Office of the Superintendent of Financial Institutions (OSFI) in September 2018 issued a revised corporate governance...
Citibank settles flood-insurance action for $18 million
Citibank has agreed to pay almost $18 million to settle allegations that its Sioux Falls, South Dakota business violated the Flood...
The week in GRC: Harley-Davidson plans to adopt proxy access, and SEC’s Jackson to step down
– Reuters reported that the US Department of Labor has made it tougher for employees of fast-food restaurants or other big...
The week in GRC: SEC releases 2020 exam targets, and banks weigh ESG risks when lending
– Bloomberg reported that Hudson’s Bay Co minority shareholders including Catalyst Capital Group won a battle to obtain a higher...
CII frustrated in seeking SEC proxy adviser data
The Council of Institutional Investors (CII) is finding itself frustrated in its efforts to obtain SEC information about alleged...
