The week in GRC:Â UK regulator and business group eye Brexit transition, and CEOs being replaced at faster rate
– In the first five months of 2017, 13 companies with market values of more than $40 billion installed new CEOs, more than double...
Regulatory & compliance archive
SEC’s Piwowar eyes proxy adviser registration
Proxy advisory firms could have to cross a number of regulatory hurdles if a member of the SEC has his way. Commissioner Michael...
SEC’s Piwowar eyes proxy adviser registration
Proxy advisory firms could have to cross a number of regulatory hurdles if a member of the SEC has his way. Commissioner Michael...
US firms must prepare for data privacy law
US companies could be at risk of multi-million-dollar fines if they do not respond to the upcoming changes in EU data privacy...
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The week in GRC: Google faces record antitrust fine, and Walgreens and Rite Aid merger hits the rocks
– Bloomberg reported that Dan Loeb had amassed a $3.5 billion stake in Nestlé, targeting Europe’s largest company in the biggest...
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Getting ready for the Finra seniors rule
The SEC in March gave its approval for the Financial Industry Regulatory Authority (Finra) to adopt Finra Rule 2165 and related...
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Institutional investors split over Dodd-Frank rollback, poll finds
The investment community is split by size over Republican plans to replace the Dodd-Frank Act, according to new research. Forty...
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The week in GRC:Â FTSE Russell said to consider curbs on unequal voting rights, and regulators support Volcker rule rethink
– Some cyber-attacks on hospitals involving ransomware don’t appear on the US Department of Health and Human Services’ (HHS)...
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Finra takes new steps against high-risk brokers
The Financial Industry Regulatory Authority (Finra) is stepping up its efforts to clamp down on so-called bad-actor brokers and...
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The week in GRC: Boards said to weaken oversight via excessive independence and Treasury plans post-crisis rulebook overhaul
– The Financial Times reported that Jeff Immelt has stepped down as CEO of General Electric (GE) after 16 years. The company...
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