Expanding FCPA violations to include commercial bribery
With the high-profile investigations into alleged FCPA violations by Walmart and GlaxoSmithKline, companies have become more...
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Regulatory & compliance archive
Corzine trial means more scrutiny for top executives
Last week’s decision by US District Court Judge Victor Marrero to allow the US Commodity Futures Trade Commission (CFTC) lawsuit...
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Report says senior managers big cause of data breaches
Maybe ‘tone at the top’ isn’t always a good thing. According to a new survey from Stroz Friedberg, On the Pulse: Information...
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Companies lack resources for cross-border investigations: KPMG survey
With regulators stepping up efforts to combat bribery, money laundering and other forms of corruption, companies should be going...
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Essential lessons for FCPA compliance audits
With government regulators around the world paying closer scrutiny to corporate anti-corruption and bribery policies, companies...
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Is tougher SEC enforcement improving governance?
The SEC announced a record $3.4 billion in monetary sanctions for 2013 – a 10 percent increase over the fines collected in 2012...
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Transfer agents in transition
The transfer agency business is changing rapidly, and issuers need to be aware of how the industry’s evolution will affect their...
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Supreme Court decisions may affect compliance
The Supreme Court will issue only a handful of decisions during its current term with broad compliance implications, but three of...
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Halliburton case threatens class actions for securities fraud
The US Supreme Court recently agreed to decide a case with major implications for all publicly traded companies. The issue in...
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Internal audit key in gauging Affordable Care Act risks
With the regulatory requirements of the US Affordable Care Act taking effect, health care will likely be an area of increased...
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