The year of fraud
President Obama has called the fight against corruption ‘one of the great struggles of our time’, and his administration has...
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Regulatory & compliance archive
Revenue improvement seen across top accounting firms
According to the results from the Annual World Survey, which involved research from 40 leading accounting firms, movement in...
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Sentencing delayed for FCPA violator
In September 2008, the engineering and construction company’s ex-boss pleaded guilty to a two-count criminal information charge...
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Maxwell Tech to fork over $14M in settlement
Maxwell Technologies has agreed to pay a total of more than $14 million to federal watchdogs for its alleged violation of the...
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Ex CEO settles foreign bribery allegations
Charges against Innospec, a global specialty chemical company continues to unravel as a new lawsuit filed by the federal regulator...
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SEC to make ABS more transparent
The new rules have been structured to protect investors by providing them with more information regarding asset-backed securities...
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Class action lawsuits continue to soar
The amount of class action securities lawsuits filed in US courts last year significantly increased in the past six months while...
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BNY Mellon unveils regulatory feature
A new library that consists of global financial regulatory changes has been released by BNY Mellon Asset division to help...
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Whistleblower suit against JP Morgan tossed out
A federal judge recently dismissed a whistleblower lawsuit by a former JP Morgan Chase private banker who claims that she was...
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OSC calls for public comment on governance reforms
The Ontario Securities Commission (OSC) has decided to seek comment from the public regarding the role shareholders play when...
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