SEC reaches out over whistleblower rules
SEC reaches out over whistleblower rulesThe much anticipated rule-making proposal on whistleblower compensation has been released...
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Regulatory & compliance archive
FCPA defense complicated by Travel Act
Much has been made of the UK’s 2010 Bribery Act, one of the first anti-corruption laws with extra-territorial reach to prohibit in...
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Legal outsourcing: time to take things outside?
One man’s trash is another man’s treasure, as 
they say, and for those in the outsourcing business the recent economic crisis was...
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Implementing governance reform
The massive financial overhaul bill recently signed into law by President Obama has been called the most sweeping set of financial...
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Clarifying FCPA cooperation benefits
It’s often said that what business hates most is uncertainty. Unfortunately, the current economic environment is very long on...
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Delaware updates unclaimed property rules
While all eyes have been on the massive Dodd-Frank Act, the state of Delaware has snuck through some changes to the unclaimed...
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SEC warns Moody’s and other ratings agencies
In a potentially ominous sign for credit ratings agencies, the SEC has disclosed that Moody’s Investor Services (MIS) narrowly...
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SEC concept release: new rules - now what?
The SEC has been chewing over issues related to the way investors vote their shares in 
public companies for at least the last two...
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CLSA claims returns linked to governance
Math whizzes at CLSA Asia-Pacific Markets are the latest people to claim to have found a direct positive relationship between...
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International: winning the multinational compliance war
Successfully implementing an effective compliance and ethics program is similar to achieving victory in a military campaign: it’s...
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