The week in GRC: SEC issues 2021 enforcement report and banks asked to report environmental crimes
– The Wall Street Journal reported that Royal Dutch Shell plans to consolidate its dual UK and Dutch structure and relocate its...
Regulatory & compliance archive
SEC reveals new guidance on shareholder proposal exclusions
The SEC’s division of corporation finance has updated its guidance on the process whereby companies seek permission to exclude...
Anti-mandatory arb bill moves forward in House
A congressional committee this week voted to send to the House of Representatives legislation that would end mandatory arbitration...
IFRS Foundation to launch sustainability standards board
The IFRS Foundation Trustees (IFRSFT) has announced a series of measures intended to provide global financial markets with high...
The week in GRC: Citi to require workers to be vaccinated and FTC adopts new M&A policy
– CNBC reported that business groups are urging the White House to delay President Joe Biden’s Covid-19 vaccine mandate for...
SEC’s Lee seeks global action on climate disclosure
SEC commissioner Allison Herren Lee has called for organizations around the world to work together in determining how companies...
Compliance Training report – available now
Corporate Secretary’s Compliance Training report presents data collected from a survey conducted among in-house governance...
Read More
The week in GRC: TCFD says climate disclosures lagging and White House eyes climate-related rules
– The Wall Street Journal reported that Henry Kravis and George Roberts were stepping down as co-CEOs of private-equity firm KKR &...
Lessons from a recent cyber-security breach
A recently settled case brought by the US financial regulator serves as a timely reminder that companies must have robust...
SEC gives insight on climate change disclosure expectations
The SEC’s division of corporation finance last month published a sample letter outlining comments the division may make to...
